Rathi, Amberish
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2011-06-13 | 2014-02-21 | Rep | Dealing in securities | 2011-06-13 | 2014-02-21 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-02-22 | 2011-05-26 | Rep | Advising on securities | 2010-04-08 | 2011-05-26 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-06 | 2011-05-26 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-08-05 | 2010-09-06 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-04-22 | 2015-01-21 | Rep | Dealing in securities | 2014-04-22 | 2015-01-21 |
| 6 | SEYON ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-08-16 | 2019-02-18 |
| 7 | T. Rowe Price Hong Kong Limited | Rep | Asset management | 2019-05-24 | Rep | Advising on securities | 2019-06-10 |
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