Lam, Derek Matthew 林嘉誠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2011-08-10 | 2014-06-03 | Rep | Dealing in securities | 2011-08-10 | 2014-06-03 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2019-08-22 | |
| 3 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-09-17 | 2019-04-30 |
| 4 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2014-11-24 | 2015-07-30 | Rep | Dealing in securities | 2014-11-24 | 2015-07-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy