Chen, Douglas Wai Huen 陳偉萱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BALI SECURITIES CO. LIMITED | RO | Dealing in securities | 2009-06-05 | 2014-07-01 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-11-06 | 2013-12-18 | RO | Dealing in futures contracts | 2013-12-18 | 2014-07-16 |
| 3 | CES International Commodities (HK) Limited | RO | Dealing in futures contracts | 2014-07-16 | |
| 4 | Everbright Securities Digital Finance (HK) Limited | RO | Advising on corporate finance | 2003-10-22 | RO | Advising on securities | 2003-10-22 | RO | Asset management | 2003-10-22 | RO | Automated trading services | 2003-10-22 | RO | Dealing in securities | 2013-09-04 |
| 5 | Everbright Securities Investment Services (HK) Limited | RO | Dealing in securities | 2009-10-20 | 2014-07-16 |
| 6 | SHUN LOONG FUTURES LIMITED | RO | Dealing in futures contracts | 2003-10-22 | 2004-12-01 |
| 7 | SHUN LOONG SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2003-10-22 | 2004-12-01 |
| 8 | SUN YI COMPANY LIMITED | RO | Dealing in futures contracts | 2008-01-31 | 2014-07-16 |
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