Lau, Chi Leung (SFC:APH032) 劉志良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AD Capital Management (Hong Kong) Limited | Rep | Asset management | 2010-08-05 | 2012-07-10 |
| 2 | AP Asset Management (HK) Limited | Rep | Asset management | 2012-07-20 | 2014-10-29 |
| 3 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2007-09-10 | 2009-01-31 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-07-24 | 2009-01-31 | Rep | Dealing in futures contracts | 2007-09-10 | 2009-01-31 |
| 5 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on securities | 2016-07-06 | Rep | Asset management | 2016-09-07 | 2023-04-26 |
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