Or, Lee Sa 柯莉莎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2010-04-12 | 2012-07-25 |
| 2 | CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-09-07 | 2010-02-26 |
| 3 | CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED | Rep | Dealing in securities | 2014-07-14 | 2015-01-12 |
| 4 | CNI Securities Group Limited | Rep | Dealing in securities | 2020-05-20 | |
| 5 | CORPORATE BROKERS LIMITED | Rep | Dealing in securities | 2015-04-28 | 2015-06-17 |
| 6 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2008-11-04 | 2009-05-05 |
| 7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-07-03 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2020-02-25 |
| 8 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2009-06-03 | 2009-08-22 |
| 9 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-01-21 | 2014-02-27 |
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