Li, Kwok Choi (SFC:APB316) 李國材
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASSURED ASSET MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2008-10-22 | 2019-04-15 | Rep | Asset management | 2008-11-27 | 2019-04-15 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-06-05 | 2008-10-04 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2007-09-17 | 2008-10-04 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-06-05 | 2008-10-04 | Rep | Advising on securities | 2008-08-26 | 2008-10-04 |
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