Ng, Kwok Leung (SFC:ADV349) 吳國良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-07-16 | 2008-11-08 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-07-16 | 2008-11-08 |
| 3 | Mason Futures Limited (HK) | Rep | Advising on futures contracts | 2005-02-22 | Rep | Asset management | 2005-02-22 | Rep | Dealing in futures contracts | 2007-06-13 |
| 4 | Mason Securities Limited | Rep | Advising on corporate finance | 2005-02-22 | Rep | Advising on securities | 2005-02-22 | Rep | Asset management | 2005-02-22 | Rep | Automated trading services | 2005-02-22 | Rep | Dealing in securities | 2007-06-13 |
| 5 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2009-04-30 | 2009-10-31 |
| 6 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2009-04-30 | 2009-10-31 |
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