Wong, Lai Yue 黃麗洳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Capital Holdings Corporation Limited | Rep | Advising on corporate finance | 2010-05-05 | 2010-09-20 | Rep | Dealing in securities | 2010-05-05 | 2010-09-20 |
| 2 | CMB International Capital Limited | Rep | Advising on corporate finance | 2010-09-20 | 2015-06-25 | Rep | Dealing in securities | 2010-09-20 | 2015-06-25 | RO | Advising on corporate finance | 2015-06-25 | 2015-11-02 | RO | Dealing in securities | 2015-06-25 | 2015-11-02 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2004-07-30 | 2005-08-07 |
| 4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-07-30 | 2005-08-07 |
| 5 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2003-12-23 | 2004-07-06 |
| 6 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2003-07-17 | 2004-07-06 |
| 7 | First Prosperous Capital Company Limited | RO | Advising on corporate finance | 2017-03-01 | 2017-08-31 | RO | Dealing in securities | 2017-03-01 | 2017-08-31 |
| 8 | HUABANG CORPORATE FINANCE LIMITED | RO | Advising on corporate finance | 2016-06-21 | 2016-10-16 |
| 9 | J & Partners Capital Limited | RO | Advising on corporate finance | 2023-10-27 | |
| 10 | MEGA CAPITAL (ASIA) COMPANY LIMITED | Rep | Advising on corporate finance | 2007-09-27 | 2010-04-16 | Rep | Dealing in securities | 2007-09-27 | 2010-04-16 |
| 11 | Pine Peak Corporate Finance Limited | Rep | Advising on corporate finance | 2018-01-24 | 2018-03-01 | Rep | Dealing in securities | 2018-01-24 | 2018-03-01 | RO | Advising on corporate finance | 2018-03-01 | 2018-09-26 | RO | Dealing in securities | 2018-03-01 | 2018-12-20 | Rep | Advising on corporate finance | 2018-09-26 | 2018-12-20 | RO | Advising on corporate finance | 2021-06-04 | 2022-09-08 | RO | Dealing in securities | 2021-06-04 | 2022-09-08 |
| 12 | SBI China Capital Partners Limited | Rep | Advising on corporate finance | 2005-11-07 | 2007-08-22 | Rep | Dealing in securities | 2005-11-07 | 2007-08-22 |
| 13 | SHUN LOONG FUTURES LIMITED | Rep | Advising on futures contracts | 2003-07-10 | Rep | Asset management | 2003-07-10 | Rep | Automated trading services | 2003-07-10 | Rep | Dealing in futures contracts | 2003-07-10 |
| 14 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-07-10 | Rep | Advising on securities | 2003-07-10 | Rep | Asset management | 2003-07-10 | Rep | Automated trading services | 2003-07-10 | Rep | Dealing in securities | 2003-07-10 |
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