Chan, Chun Wai (SFC:AFY152) 陳進威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Advising on securities | 2013-09-13 | 2015-09-16 | Rep | Dealing in securities | 2013-09-13 | 2015-09-16 |
| 2 | Alternative Value Investments Limited | RO | Advising on securities | 2017-08-30 | 2020-03-25 | RO | Advising on futures contracts | 2018-04-11 | 2020-03-25 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-03-12 | 2009-09-02 |
| 4 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2004-03-12 | 2009-09-02 |
| 5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-08-11 | Rep | Asset management | 2003-08-11 | Rep | Automated trading services | 2003-08-11 | Rep | Dealing in futures contracts | 2004-03-03 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-08-11 | Rep | Advising on securities | 2003-08-11 | Rep | Asset management | 2003-08-11 | Rep | Automated trading services | 2003-08-11 | Rep | Dealing in securities | 2004-03-03 |
| 7 | Huarong International Securities Limited | Rep | Dealing in securities | 2009-11-25 | 2010-01-15 | Rep | Dealing in futures contracts | 2009-11-25 | 2011-09-15 | RO | Dealing in securities | 2010-01-15 | 2011-09-15 | RO | Advising on securities | 2010-12-22 | 2011-09-15 |
| 8 | Partners Asset Management (HK) Limited | Rep | Advising on securities | 2015-09-21 | 2015-12-09 | RO | Advising on securities | 2015-12-09 | 2016-08-13 |
| 9 | PARTNERS CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-09-21 | 2015-12-09 | RO | Dealing in securities | 2015-12-09 | 2016-08-13 |
| 10 | Richwood International Management Limited | RO | Advising on securities | 2022-06-14 | 2023-12-28 | Rep | Asset management | 2022-10-07 | 2023-01-19 | RO | Asset management | 2023-01-19 | 2023-12-28 |
| 11 | Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2012-03-27 | 2013-08-19 |
| 12 | Success Securities Limited | Rep | Advising on securities | 2012-03-27 | 2012-04-30 | Rep | Dealing in securities | 2012-03-27 | 2012-04-30 | RO | Advising on securities | 2012-04-30 | 2013-08-19 | RO | Dealing in securities | 2012-04-30 | 2013-08-19 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy