Leung, Stephen Siu Hung 梁少熊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AD Capital Management (Hong Kong) Limited | Rep | Advising on securities | 2006-02-14 | 2006-05-26 |
| 2 | BSI Investment Advisors (Hong Kong) Limited | Rep | Advising on securities | 2013-01-14 | 2014-01-31 | Rep | Dealing in securities | 2013-01-14 | 2014-01-31 |
| 3 | Crosby Securities Limited | RO | Advising on securities | 2015-08-25 | 2022-04-04 |
| 4 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2014-06-24 | 2014-09-15 | RO | Advising on securities | 2014-09-15 | 2015-08-13 |
| 5 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on securities | 2003-06-25 | 2004-02-05 | Rep | Advising on securities | 2004-05-17 | 2004-08-20 | RO | Advising on securities | 2004-08-20 | 2005-08-05 | Rep | Advising on securities | 2007-02-23 | 2007-05-18 | RO | Advising on securities | 2007-05-18 | 2011-02-26 |
| 6 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2005-08-18 | 2005-09-23 | RO | Advising on securities | 2005-09-23 | 2005-12-27 |
| 7 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Advising on securities | 2012-03-01 | 2012-04-26 | RO | Advising on securities | 2012-04-26 | 2012-08-01 |
| 8 | Quam Securities Limited | Rep | Advising on securities | 2022-04-27 | 2022-06-28 | RO | Advising on securities | 2022-06-28 |
| 9 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2011-03-17 | 2011-05-06 | RO | Advising on securities | 2011-05-06 | 2012-02-29 |
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