Leong, Vui Ling 梁偉靈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | OLD PEAK LIMITED (HK) | Rep | Advising on futures contracts | 2006-03-17 | 2007-08-30 | Rep | Advising on securities | 2006-03-17 | 2007-08-30 | Rep | Asset management | 2006-03-17 | 2007-08-30 | RO | Advising on futures contracts | 2007-08-30 | 2021-01-01 | RO | Advising on securities | 2007-08-30 | 2021-01-01 | RO | Asset management | 2007-08-30 | 2021-01-01 |
| 2 | Sage Partners Limited | Rep | Asset management | 2021-03-22 | 2021-04-01 | RO | Asset management | 2021-04-01 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2005-03-24 | Rep | Advising on securities | 2005-03-24 | Rep | Asset management | 2005-03-24 | Rep | Dealing in securities | 2006-03-01 |
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