Chee, Sing Chung 支聲鐘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Carret Private Capital Limited | Rep | Advising on securities | 2018-04-10 | 2019-02-12 | Rep | Dealing in securities | 2018-04-10 | 2019-02-12 | Rep | Asset management | 2018-04-10 | 2019-07-05 | RO | Advising on securities | 2019-02-12 | RO | Dealing in securities | 2019-02-12 | RO | Asset management | 2019-07-05 |
| 2 | CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2006-05-23 | 2009-10-03 | Rep | Asset management | 2006-05-23 | 2009-10-03 |
| 3 | Julius Baer (Hong Kong) Limited | Rep | Advising on securities | 2009-10-12 | 2011-06-13 | Rep | Dealing in securities | 2009-11-05 | 2011-06-13 |
| 4 | QL Asset Management Company Limited | Rep | Advising on securities | 2017-07-18 | 2018-03-23 | Rep | Asset management | 2017-07-18 | 2018-03-23 | Rep | Dealing in securities | 2017-07-18 | 2018-03-23 |
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