Su, Yazhong 蘇亞中
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2009-12-21 | |
| 2 | KGI CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2006-04-18 | 2006-12-13 | RO | Advising on corporate finance | 2006-12-13 | 2009-01-01 | RO | Dealing in securities | 2008-06-20 | 2009-01-01 |
| 3 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Advising on corporate finance | 2006-04-18 | 2009-12-19 | Rep | Dealing in securities | 2006-04-18 | 2009-12-19 |
| 4 | MEGA CAPITAL (ASIA) COMPANY LIMITED | Rep | Advising on corporate finance | 2006-04-09 | RO | Dealing in securities | 2004-08-30 | 2006-04-09 |
| 5 | TIS SECURITIES (HK) LIMITED | RO | Advising on corporate finance | 2010-05-14 | 2011-12-31 | RO | Dealing in securities | 2010-05-14 | 2011-12-31 |
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