Tam, Pui Fei Ralph 譚沛斐

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CAPITAL FOCUS ASSET MANAGEMENT LIMITED Rep Advising on securities 2024-03-13
Rep Asset management 2024-03-13
2 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED Rep Asset management 2024-05-29
3 LUK FOOK ASSET MANAGEMENT (HK) LIMITED Rep Asset management 2023-09-04 2024-01-31
4 LUK FOOK SECURITIES (HK) LIMITED Rep Advising on securities 2023-09-04 2024-01-31
Rep Dealing in securities 2023-09-04 2024-01-31
5 SHUN LOONG SECURITIES COMPANY LIMITED Rep Dealing in securities 2024-03-13

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