Yam, Chung Wai 任仲為
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Keptain Securities and Asset Management Limited | RO | Advising on securities | 2024-02-20 | RO | Asset management | 2024-02-20 |
| 2 | Sinostar Asset Management Limited | Rep | Advising on securities | 2018-03-05 | 2019-09-27 | Rep | Asset management | 2018-03-05 | 2019-09-27 |
| 3 | Sinostar Securities Limited | Rep | Dealing in securities | 2018-02-07 | 2019-09-27 |
| 4 | SR Wealth Securities Limited | Rep | Dealing in securities | 2017-09-05 | 2018-02-01 |
| 5 | Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2016-12-28 | 2017-08-25 | Rep | Leveraged foreign exchange trading | 2016-12-28 | 2017-08-25 |
| 6 | Success Securities Limited | Rep | Dealing in securities | 2016-12-28 | 2017-08-25 |
| 7 | Zhanlin Securities Limited | Rep | Dealing in securities | 2020-06-04 | 2023-03-09 | Rep | Advising on securities | 2021-03-16 | 2023-03-09 | Rep | Asset management | 2021-03-16 | 2023-03-09 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy