Li, Pan Wing 李斌穎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | P.B. Global Asset Management Limited | Rep | Advising on securities | 2016-10-07 | 2020-03-10 | Rep | Asset management | 2016-10-07 | 2020-03-10 | RO | Advising on securities | 2020-03-10 | 2023-01-16 | RO | Asset management | 2020-03-10 | 2023-01-16 | Rep | Advising on securities | 2023-11-08 | 2023-12-13 | Rep | Asset management | 2023-11-08 | 2023-12-13 | RO | Advising on securities | 2023-12-13 | RO | Asset management | 2023-12-13 |
| 2 | Theia Securities Limited | Rep | Advising on securities | 2023-01-27 | 2023-02-08 | Rep | Asset management | 2023-01-27 | 2023-02-08 | Rep | Dealing in securities | 2023-01-27 | 2023-02-08 | RO | Advising on securities | 2023-02-08 | 2023-08-15 | RO | Asset management | 2023-02-08 | 2023-08-15 | RO | Dealing in securities | 2023-02-08 | 2023-08-15 |
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