Chow, Shiu Lun 周兆麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2019-03-19 | 2022-12-29 |
| 2 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2019-03-19 | 2022-12-29 |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | Dealing in securities | 2018-01-15 | 2022-12-29 | Rep | Asset management | 2018-10-24 | 2022-12-29 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-07-14 | 2017-10-10 | RO | Dealing in securities | 2017-10-10 | 2022-12-29 | RO | Advising on securities | 2018-10-22 | 2022-12-29 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2023-02-28 | |
| 6 | KGI Asset Management Limited | Rep | Asset management | 2023-05-25 | |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-02-28 | |
| 8 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2016-08-29 | 2017-06-13 | Rep | Dealing in securities | 2016-08-29 | 2017-06-13 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy