Zou, Liyi 鄒立义
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Lee Kee Store Company Limited | Rep | Dealing in futures contracts | 2016-06-06 | 2017-09-01 | Rep | Advising on futures contracts | 2016-10-27 | 2017-09-01 |
| 2 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2017-11-28 | 2021-05-12 | Rep | Advising on securities | 2021-04-12 | 2021-05-12 |
| 3 | SBI China Capital Hong Kong Securities Limited | Rep | Advising on corporate finance | 2019-11-18 | 2021-05-12 |
| 4 | WEST BULL SECURITIES LIMITED | Rep | Advising on securities | 2022-06-30 | Rep | Dealing in securities | 2022-06-30 |
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