Wang, Vivian Nan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMS CAPITAL (HK) CO., LIMITED | Rep | Advising on securities | 2016-02-12 | 2017-09-25 | Rep | Asset management | 2016-02-12 | 2017-09-25 | RO | Advising on securities | 2017-09-25 | 2019-01-04 | RO | Asset management | 2017-09-25 | 2019-01-04 |
| 2 | FUDA CAPITAL LIMITED | RO | Advising on securities | 2019-12-13 | RO | Asset management | 2019-12-13 |
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