Redfern, James (SFC:BGX417)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2016-01-28 | 2016-01-29 | Rep | Dealing in securities | 2016-01-28 | 2016-01-29 | Rep | Advising on securities | 2016-06-22 | 2016-06-24 | Rep | Dealing in securities | 2016-06-22 | 2016-06-24 | Rep | Advising on securities | 2016-11-09 | 2016-11-11 | Rep | Dealing in securities | 2016-11-09 | 2016-11-11 | Rep | Advising on securities | 2017-02-08 | 2017-02-10 | Rep | Dealing in securities | 2017-02-08 | 2017-02-10 | Rep | Advising on securities | 2017-10-24 | 2017-10-27 | Rep | Dealing in securities | 2017-10-24 | 2017-10-27 | Rep | Advising on securities | 2018-01-31 | 2018-02-02 | Rep | Dealing in securities | 2018-01-31 | 2018-02-02 | Rep | Advising on securities | 2018-08-07 | 2018-08-10 | Rep | Advising on securities | 2018-11-30 | 2018-12-07 | Rep | Advising on securities | 2019-01-25 | 2019-01-31 | Rep | Advising on securities | 2019-06-28 | 2019-07-04 | Rep | Advising on securities | 2020-01-17 | 2020-01-23 | Rep | Advising on securities | 2022-12-06 | 2022-12-09 | Rep | Advising on securities | 2024-03-25 | 2024-03-28 |
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