Ding, Xiaoxi 丁曉夕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-10-29 | |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2021-10-29 | Rep | Dealing in securities | 2021-10-29 |
| 3 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2016-01-26 | 2016-10-22 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2016-01-26 | 2016-10-22 |
| 5 | Yunfeng Asset Management Limited | Rep | Asset management | 2018-09-04 | 2018-10-12 |
| 6 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2016-11-11 | 2018-10-12 | Rep | Advising on securities | 2018-04-09 | 2018-10-12 |
| 7 | Yunfeng Securities Limited | Rep | Dealing in securities | 2016-11-11 | 2018-10-12 | Rep | Advising on securities | 2018-04-09 | 2018-10-12 |
| 8 | ZHONGRONG PT SECURITIES LIMITED | Rep | Advising on securities | 2018-11-14 | 2021-08-25 | Rep | Dealing in securities | 2018-11-14 | 2021-08-25 | Rep | Dealing in futures contracts | 2018-11-28 | 2021-08-25 |
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