Xiao, Bin (SFC:BFD309) 肖彬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC International Securities Limited | Rep | Dealing in securities | 2016-12-23 | 2017-08-17 | Rep | Advising on securities | 2016-12-23 | 2018-09-10 | RO | Dealing in securities | 2017-08-17 | 2023-11-28 | RO | Advising on securities | 2018-09-10 | 2023-11-28 |
| 2 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2017-07-24 | 2018-09-10 | Rep | Dealing in securities | 2017-07-24 | 2018-09-10 | RO | Advising on securities | 2018-09-10 | RO | Dealing in securities | 2018-09-10 |
| 3 | Quam Securities Limited | Rep | Advising on securities | 2015-12-23 | 2016-05-15 | Rep | Dealing in securities | 2015-12-23 | 2016-05-15 |
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