Dumoulin-Smith, Julien Patrick
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2018-06-22 | 2018-06-25 | Rep | Advising on securities | 2023-08-18 | 2023-08-22 |
2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2015-11-25 | 2015-11-28 |
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