Peng, Xiaoting 彭晓婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2017-10-09 | 2021-09-15 | Rep | Dealing in securities | 2017-10-09 | 2021-09-15 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2015-11-17 | 2017-08-18 |
| 3 | Topaz Financial Group Limited | Rep | Advising on securities | 2022-01-27 | 2023-10-31 | Rep | Dealing in securities | 2022-01-27 | 2023-10-31 |
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