Lin, Joseph Tawei 林達崴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-05-17 | 2020-02-11 | Rep | Advising on securities | 2017-05-17 | 2020-02-11 | Rep | Dealing in securities | 2017-05-17 | 2020-02-11 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2020-03-30 | 2022-08-19 | Rep | Advising on securities | 2020-03-30 | 2022-08-19 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2020-03-30 | 2022-08-19 |
| 4 | Moody's Investors Service Hong Kong Limited | Rep | Credit rating services | 2022-11-21 | |
| 5 | S&P Global Ratings Hong Kong Limited | Rep | Credit rating services | 2015-07-27 | 2017-04-07 |
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