Li, Ka Lun 李嘉倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Apollo Asset Management Limited (HK) | Rep | Advising on securities | 2016-02-05 | 2019-08-23 | Rep | Asset management | 2016-02-05 | 2019-08-23 |
| 2 | Da Wan Asset Management Limited | Rep | Advising on securities | 2019-11-14 | 2019-12-12 | Rep | Asset management | 2019-11-14 | 2019-12-12 | RO | Advising on securities | 2019-12-12 | RO | Asset management | 2019-12-12 |
| 3 | Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2015-05-18 | 2015-09-18 | Rep | Dealing in securities | 2015-05-18 | 2015-09-18 |
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