Liu, Sisi (SFC:BFC348) 劉思思
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Advising on securities | 2015-03-10 | 2018-03-09 |
| 2 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2018-04-17 | 2021-07-30 | Rep | Asset management | 2018-04-17 | 2021-07-30 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2021-08-25 | Rep | Asset management | 2021-08-25 | Rep | Dealing in securities | 2024-05-20 |
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