Chan, Kei Yin (SFC:BEO156) 陳紀賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-10-09 | 2020-03-23 | RO | Dealing in futures contracts | 2020-03-23 | 2022-03-31 |
| 2 | CMB International Securities Limited | Rep | Dealing in securities | 2019-10-09 | 2020-03-23 | RO | Dealing in securities | 2020-03-23 | 2022-03-31 |
| 3 | FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-02-11 | 2019-08-14 |
| 4 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-02-11 | 2019-08-14 |
| 5 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-12-02 | 2019-01-22 |
| 6 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2015-07-21 | 2019-01-22 |
| 7 | Tiger Brokers (HK) Global Limited | Rep | Dealing in futures contracts | 2022-08-09 | 2022-11-17 | Rep | Dealing in securities | 2022-08-09 | 2022-11-17 | RO | Dealing in futures contracts | 2022-11-17 | RO | Dealing in securities | 2022-11-17 | Rep | Advising on futures contracts | 2023-02-22 | Rep | Advising on securities | 2023-02-22 |
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