Oliver, Niki
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2014-12-01 | 2014-12-02 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2014-12-01 | 2014-12-02 | Rep | Dealing in securities | 2014-12-01 | 2014-12-02 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2015-11-03 | 2015-11-05 | Rep | Advising on securities | 2018-05-30 | 2018-06-02 | Rep | Advising on securities | 2019-04-04 | 2019-04-10 |
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