Chan, Anthony Tsz Him 陳梓謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JMC Capital HK Limited | Rep | Advising on securities | 2022-10-31 | 2023-01-04 | Rep | Asset management | 2022-10-31 | 2023-01-04 | Rep | Dealing in securities | 2022-10-31 | 2023-01-04 | RO | Advising on securities | 2023-01-04 | RO | Asset management | 2023-01-04 | RO | Dealing in securities | 2023-01-04 |
| 2 | JMC Capital International Limited | RO | Advising on futures contracts | 2023-11-17 | RO | Advising on securities | 2023-11-17 | RO | Dealing in futures contracts | 2023-11-17 | RO | Dealing in securities | 2023-11-17 |
| 3 | LAMTEX SECURITIES LIMITED | Rep | Dealing in securities | 2015-06-17 | 2017-10-04 | Rep | Advising on securities | 2017-06-02 | 2017-10-04 | Rep | Asset management | 2017-06-02 | 2020-05-24 | RO | Advising on securities | 2017-10-04 | 2020-05-24 | RO | Dealing in securities | 2017-10-04 | 2020-05-24 |
| 4 | RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED | RO | Advising on securities | 2020-09-24 | 2022-09-14 | RO | Asset management | 2020-09-24 | 2022-09-14 | RO | Dealing in securities | 2020-09-24 | 2022-09-14 |
| 5 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-11-14 | 2015-06-05 |
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