Yu, Hongtao (SFC:BOM317) 于洪濤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2022-04-11 | 2023-11-03 | Rep | Dealing in securities | 2022-04-11 | 2023-11-03 |
| 2 | Evergrande Securities (Hong Kong) Limited | Rep | Advising on securities | 2021-09-16 | 2022-03-20 | Rep | Dealing in securities | 2021-09-16 | 2022-03-20 | Rep | Asset management | 2021-12-17 | 2022-03-20 |
| 3 | JMC Capital HK Limited | Rep | Advising on securities | 2023-11-13 | 2024-04-03 | Rep | Dealing in securities | 2023-11-13 | 2024-04-03 | RO | Advising on securities | 2024-04-03 | RO | Dealing in securities | 2024-04-03 |
| 4 | JMC Capital International Limited | Rep | Advising on securities | 2023-11-13 | 2024-04-03 | Rep | Dealing in securities | 2023-11-13 | 2024-04-03 | RO | Advising on securities | 2024-04-03 | RO | Dealing in securities | 2024-04-03 |
| 5 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2019-06-19 | 2021-07-21 | Rep | Dealing in securities | 2019-06-19 | 2021-07-21 |
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