Chan, Kiu Kwong 陳喬光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AMPLE CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-06-09 | 2018-02-15 |
| 2 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-07-13 | 2017-05-18 | Rep | Dealing in securities | 2015-07-13 | 2017-05-18 |
| 3 | Essence Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-11-16 | 2023-02-05 | Rep | Dealing in securities | 2021-03-15 | 2023-02-05 |
| 4 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2018-11-16 | 2022-06-13 |
| 5 | Founder Securities (Hong Kong) Capital Company Limited | Rep | Advising on corporate finance | 2018-07-04 | 2018-11-10 | Rep | Dealing in securities | 2018-07-04 | 2018-11-10 |
| 6 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-04-10 | 2018-11-10 |
| 7 | Neutral Financial Holding Company Limited | Rep | Advising on corporate finance | 2014-09-30 | 2015-06-17 | Rep | Asset management | 2014-09-30 | 2015-06-17 | Rep | Dealing in securities | 2014-09-30 | 2015-06-17 |
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