De Garidel-Thoron, Thomas Henri Sylvie Marie
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2014-09-26 | 2016-09-30 | RO | Dealing in securities | 2016-09-30 | 2020-06-30 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2020-10-16 | 2021-01-18 | Rep | Dealing in futures contracts | 2020-10-16 | 2023-09-25 | RO | Dealing in securities | 2021-01-18 | RO | Dealing in futures contracts | 2023-09-25 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2020-10-16 | 2021-01-18 | Rep | Dealing in futures contracts | 2020-10-16 | 2023-09-25 | RO | Dealing in securities | 2021-01-18 | RO | Automated trading services | 2023-09-25 | RO | Dealing in futures contracts | 2023-09-25 |
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