Zhong, Ye 鍾燁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2017-09-15 | 2018-11-18 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2017-09-15 | 2018-11-18 |
| 3 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2017-06-27 | 2018-11-18 | Rep | Leveraged foreign exchange trading | 2017-07-28 | 2018-11-18 |
| 4 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2017-06-27 | 2018-11-18 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-09-15 | 2018-11-18 |
| 6 | GOLDEN MOUNTAIN FINANCIAL LIMITED | Rep | Dealing in futures contracts | 2014-09-26 | 2015-05-29 | Rep | Dealing in securities | 2014-09-26 | 2015-05-29 |
| 7 | JINRUI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-06-09 | 2016-11-30 |
| 8 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2014-07-14 | 2014-07-25 |
| 9 | Rifa Futures Limited | Rep | Dealing in futures contracts | 2017-01-09 | 2017-06-08 |
| 10 | Rifa Securities Limited | Rep | Dealing in securities | 2017-02-24 | 2017-06-08 |
| 11 | Victoria Harbour International Financial Holdings Limited | Rep | Dealing in securities | 2022-04-27 | 2022-06-20 | Rep | Advising on securities | 2022-04-27 | 2024-01-19 | Rep | Asset management | 2022-04-27 | 2024-01-19 | RO | Dealing in securities | 2022-06-20 | 2024-01-19 |
| 12 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2019-09-24 | 2021-08-03 |
| 13 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-09-24 | 2021-08-03 |
| 14 | Zhonghui International Securities Limited | Rep | Dealing in securities | 2021-09-02 | 2022-01-17 | RO | Dealing in securities | 2022-01-17 | 2022-03-31 | Rep | Asset management | 2022-03-09 | 2022-03-31 |
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