Wang, Shiyan (SFC:BDP424) 王士彥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aspoon Capital Limited | Rep | Asset management | 2021-05-28 | 2021-11-01 | RO | Asset management | 2021-11-01 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2014-06-19 | 2015-05-15 | Rep | Dealing in securities | 2014-06-19 | 2015-05-15 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2019-03-08 | 2021-04-15 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2016-06-08 | 2016-06-15 | Rep | Advising on securities | 2016-12-06 | 2016-12-09 | Rep | Advising on securities | 2017-03-09 | 2017-03-20 | Rep | Advising on securities | 2017-06-05 | 2017-06-09 | Rep | Advising on securities | 2017-06-23 | 2017-06-27 | Rep | Advising on securities | 2018-01-18 | 2018-01-24 | Rep | Advising on securities | 2018-05-15 | 2018-05-18 | Rep | Advising on securities | 2018-06-01 | 2018-06-05 | Rep | Advising on securities | 2018-08-06 | 2018-08-10 | Rep | Advising on securities | 2018-09-14 | 2018-12-17 |
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