Gleeson, David Luke
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on futures contracts | 2023-12-20 | Rep | Advising on securities | 2023-12-20 | Rep | Asset management | 2023-12-20 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2014-05-29 | 2014-05-30 | Rep | Dealing in securities | 2014-05-29 | 2014-05-30 | Rep | Advising on securities | 2015-07-27 | 2015-07-28 | Rep | Dealing in securities | 2015-07-27 | 2015-07-28 | Rep | Advising on securities | 2016-06-22 | 2016-06-24 | Rep | Dealing in securities | 2016-06-22 | 2016-06-24 | Rep | Advising on securities | 2016-09-22 | 2016-09-28 | Rep | Dealing in securities | 2016-09-22 | 2016-09-28 | Rep | Advising on securities | 2017-06-23 | 2017-06-28 | Rep | Dealing in securities | 2017-06-23 | 2017-06-28 |
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