Shang, Ziyou 尚子又
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2021-07-02 | 2022-03-20 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2021-07-02 | 2022-03-20 | Rep | Dealing in securities | 2021-07-02 | 2022-03-20 |
| 3 | CITIC CFI Securities Company Limited | Rep | Advising on securities | 2022-05-27 | Rep | Dealing in securities | 2022-05-27 |
| 4 | CITIC Futures International Company Limited | Rep | Dealing in futures contracts | 2022-10-19 | |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2021-07-02 | 2022-03-20 | Rep | Dealing in securities | 2021-07-02 | 2022-03-20 |
| 6 | GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-10-24 | 2021-06-16 |
| 7 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-10-24 | 2021-06-16 | Rep | Advising on securities | 2019-03-29 | 2021-06-16 |
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