Thomas, Richard (SFC:BDD358)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2014-03-21 | 2014-03-28 | Rep | Dealing in securities | 2014-03-21 | 2014-03-28 | Rep | Advising on securities | 2015-05-11 | 2015-05-12 | Rep | Dealing in securities | 2015-05-11 | 2015-05-12 | Rep | Advising on securities | 2015-12-02 | 2015-12-04 | Rep | Dealing in securities | 2015-12-02 | 2015-12-04 | Rep | Advising on securities | 2016-05-16 | 2017-10-18 | Rep | Dealing in securities | 2016-05-16 | 2017-10-18 | Rep | Advising on securities | 2018-11-16 | 2018-11-21 | Rep | Advising on securities | 2019-11-29 | 2019-12-03 | Rep | Advising on securities | 2023-04-24 | 2023-04-28 |
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