Zhang, Yi (SFC:BNR542) 張奕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bosera Asset Management (International) Co., Limited | Rep | Advising on securities | 2020-08-21 | 2020-09-16 | Rep | Dealing in securities | 2020-08-21 | 2020-09-16 | Rep | Asset management | 2020-09-08 | 2020-09-16 |
| 2 | CEB International Capital Corporation Limited | Rep | Dealing in securities | 2021-06-10 | 2023-11-22 | Rep | Advising on securities | 2021-07-06 | 2023-11-22 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2018-11-28 | 2020-07-10 | Rep | Advising on securities | 2018-12-20 | 2020-07-10 |
| 4 | GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-10-18 | 2018-11-15 |
| 5 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-10-18 | 2018-11-15 |
| 6 | Mirae Asset Securities (HK) Limited | Rep | Advising on securities | 2023-12-15 | Rep | Dealing in securities | 2023-12-15 |
| 7 | ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED | Rep | Dealing in securities | 2020-09-28 | 2021-06-02 |
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