Liu, Chen-Hwa 留振華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA Investment Managers Asia Limited | Rep | Asset management | 2022-04-28 | Rep | Dealing in futures contracts | 2022-04-28 | Rep | Dealing in securities | 2022-04-28 | Rep | Leveraged foreign exchange trading | 2022-04-28 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2018-10-15 | 2022-03-11 | Rep | Advising on securities | 2018-10-15 | 2022-03-11 | Rep | Asset management | 2018-10-15 | 2022-03-11 | Rep | Dealing in futures contracts | 2018-10-15 | 2022-03-11 | Rep | Dealing in securities | 2018-10-15 | 2022-03-11 |
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