Guo, Rui (SFC:BDA213) 郭睿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Advising on securities | 2016-04-14 | Rep | Asset management | 2016-04-14 | Rep | Dealing in securities | 2016-04-14 |
| 2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2015-07-15 | 2016-04-13 | Rep | Dealing in securities | 2015-07-15 | 2016-04-13 |
| 3 | MUFG Securities Asia Limited | Rep | Advising on securities | 2014-03-10 | 2015-07-08 |
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