Ng, Siu Hong (SFC:BCK507) 吳肇康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2018-05-31 | 2023-12-21 | Rep | Dealing in securities | 2018-05-31 | 2023-12-21 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2013-12-31 | 2014-05-12 |
| 3 | Shang International Finance Limited | Rep | Advising on corporate finance | 2014-05-19 | 2016-06-24 | Rep | Advising on securities | 2014-05-19 | 2016-06-24 | Rep | Dealing in securities | 2014-05-19 | 2016-06-24 |
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