Tse, Matthew Man Hon 謝文瀚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2021-09-08 | 2022-02-11 | Rep | Advising on corporate finance | 2021-10-12 | 2022-02-11 |
| 2 | BDA PARTNERS (HK) LIMITED | Rep | Advising on securities | 2023-05-08 | Rep | Dealing in securities | 2023-05-08 |
| 3 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-07-09 | 2018-12-12 | Rep | Advising on securities | 2018-07-09 | 2018-12-12 |
| 4 | CLSA LIMITED | Rep | Advising on securities | 2018-07-09 | 2018-12-12 | Rep | Dealing in securities | 2018-07-09 | 2018-12-12 |
| 5 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2013-12-17 | 2018-04-20 |
| 6 | SILVER NILE GLOBAL INVESTMENTS LIMITED | Rep | Dealing in securities | 2019-08-06 | 2021-07-02 |
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