Lee, Tsz Yan (SFC:BCK322) 李慈恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2017-04-20 | 2021-05-21 |
| 2 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2014-01-29 | 2015-07-01 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-12-02 | 2015-07-01 |
| 4 | Magpie Securities Limited (HK) | Rep | Dealing in securities | 2021-08-24 | 2022-05-11 | Rep | Dealing in futures contracts | 2021-09-21 | 2022-05-11 |
| 5 | Tiger Brokers (HK) Global Limited | Rep | Dealing in futures contracts | 2022-07-04 | Rep | Dealing in securities | 2022-07-04 |
| 6 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-06-15 | 2017-04-07 |
| 7 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-06-15 | 2017-04-07 |
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