Mok, Tsz Ho 莫梓豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-12-21 | Rep | Advising on securities | 2016-12-21 | Rep | Dealing in securities | 2016-12-21 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2014-10-23 | 2016-11-23 |
| 3 | SHENG YUAN ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2013-09-25 | 2014-09-22 | Rep | Asset management | 2013-09-25 | 2014-09-22 |
| 4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2014-10-13 | 2014-10-16 |
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