Xu, Chongfan 許崇凡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CR Capital Investment Management Limited | RO | Advising on securities | 2023-04-14 | RO | Asset management | 2023-04-14 |
| 2 | Holly International Asset Management Company Limited | Rep | Advising on securities | 2021-06-30 | 2021-07-19 | Rep | Asset management | 2021-06-30 | 2021-07-19 | RO | Advising on securities | 2021-07-19 | 2022-07-29 | RO | Asset management | 2021-07-19 | 2022-07-29 |
| 3 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-09-24 | 2015-10-26 | Rep | Dealing in securities | 2013-09-24 | 2015-10-26 |
| 4 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2015-11-06 | 2016-06-30 | Rep | Asset management | 2015-11-06 | 2016-06-30 | Rep | Dealing in securities | 2015-11-06 | 2016-06-30 |
| 5 | JINGHUI CAPITAL LIMITED | Rep | Advising on securities | 2019-06-25 | 2019-06-26 | Rep | Asset management | 2019-06-25 | 2019-06-26 | RO | Advising on securities | 2019-06-26 | 2020-11-30 | RO | Asset management | 2019-06-26 | 2020-11-30 |
| 6 | TIANLI FINANCIAL LIMITED | Rep | Advising on securities | 2017-01-04 | 2018-01-19 | Rep | Asset management | 2017-01-04 | 2018-01-19 |
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