Brogan, Catherine Margaret
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Asante Capital Group HK Limited | RO | Dealing in securities | 2018-11-28 | 2020-08-14 |
| 2 | ASSURED ASSET MANAGEMENT LIMITED (HK) | Rep | Dealing in securities | 2021-07-22 | 2022-05-24 | Rep | Advising on securities | 2021-07-22 | 2023-05-12 | Rep | Asset management | 2021-07-22 | 2023-05-12 | RO | Dealing in securities | 2022-05-24 | 2023-05-12 |
| 3 | MVision Private Equity Advisers Asia Limited | Rep | Advising on securities | 2013-09-04 | 2015-01-21 | Rep | Dealing in securities | 2013-09-04 | 2015-01-21 |
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