Tse, Ming Pong 謝明邦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-03-24 | 2017-04-07 |
| 2 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2017-03-24 | 2017-04-07 |
| 3 | GOLDEN MOUNTAIN FINANCIAL LIMITED | Rep | Dealing in futures contracts | 2017-03-02 | 2017-03-03 | Rep | Dealing in securities | 2017-03-02 | 2017-03-03 |
| 4 | Gong Ping Futures Limited | Rep | Dealing in futures contracts | 2013-05-20 | 2016-04-23 |
| 5 | Gong Ping Securities Limited | Rep | Dealing in securities | 2013-05-20 | 2016-04-23 |
| 6 | GRANDLY FINANCIAL SERVICES LIMITED | Rep | Dealing in futures contracts | 2017-05-31 | 2024-05-23 | Rep | Dealing in securities | 2017-05-31 | 2024-05-23 |
| 7 | Matrix Securities Limited | Rep | Dealing in securities | 2016-06-14 | 2017-01-11 |
| 8 | SMART GRANDLY ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-06-26 | 2024-05-23 | Rep | Asset management | 2018-06-26 | 2024-05-23 |
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