Jiang, Yu (SFC:BAA413) 蔣昱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2014-08-12 | 2016-06-10 | Rep | Dealing in securities | 2014-08-12 | 2016-06-10 |
| 2 | EIP Alpha Limited | RO | Advising on futures contracts | 2023-11-06 | RO | Advising on securities | 2023-11-06 | RO | Asset management | 2023-11-06 |
| 3 | ENHANCED INVESTMENT PRODUCTS LIMITED | Rep | Advising on futures contracts | 2022-07-18 | 2023-11-06 | Rep | Advising on securities | 2022-07-18 | 2023-11-06 | Rep | Asset management | 2022-07-18 | 2023-11-06 | RO | Advising on futures contracts | 2023-11-06 | RO | Advising on securities | 2023-11-06 | RO | Asset management | 2023-11-06 |
| 4 | KGI ASIA LIMITED | Rep | Advising on securities | 2016-07-13 | 2017-10-02 | Rep | Dealing in securities | 2016-07-13 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2019-08-13 | Rep | Advising on securities | 2017-10-03 | 2022-06-10 | RO | Dealing in securities | 2019-08-13 | 2022-06-10 |
| 5 | KGI Asset Management Limited | Rep | Asset management | 2021-12-13 | 2022-06-10 |
| 6 | Standard Chartered Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-08-02 | 2014-05-31 | Rep | Dealing in futures contracts | 2014-02-04 | 2014-05-31 |
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