Tang, Jingchen 唐靜琛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AJ Asset Management Limited | Rep | Asset management | 2018-10-29 | 2022-04-30 |
| 2 | AJ Futures Limited | Rep | Dealing in futures contracts | 2019-08-12 | 2020-03-27 | RO | Dealing in futures contracts | 2020-03-27 | 2022-04-30 |
| 3 | AJ Securities Limited | Rep | Dealing in securities | 2017-12-18 | 2022-04-30 |
| 4 | CITIC CFI Securities Company Limited | Rep | Advising on securities | 2022-05-27 | 2022-11-03 | Rep | Dealing in securities | 2022-05-27 | 2022-11-03 | RO | Advising on securities | 2022-11-03 | RO | Dealing in securities | 2022-11-03 |
| 5 | CITIC Futures International Company Limited | Rep | Dealing in futures contracts | 2023-01-13 | |
| 6 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2012-07-13 | 2013-06-22 | Rep | Dealing in securities | 2013-11-28 | 2017-11-29 |
| 7 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2013-11-28 | 2017-11-29 |
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